Are you an adviser wanting more control ?

by Alan Marks | Nov 25, 2025 | For Clients

I had a lovely thank-you call this week from a young IFA I’d recently pointed towards a service that suited where he was in his career. It reminded me that many advisers find themselves in a similar position; self-employed, part of a network, or a small cog in a very big wheel. Fed up and aspiring to take the next step and become fully authorised in their own right or simply having more autonomy.

If that sounds like you, there’s a service that may be of genuine interest.

A trusted contact of ours, Mark Dennison from The Compliance Department, is well known in the industry for his down to earth, pragmatic, but rigorous approach to compliance.

He also offers a service in helping advisers break free by;

·Transitioning to becoming directly authorised with the FCA, or;

·Simply getting on with the business of looking after clients, without the hassle of
a big corporate structure.

His process is fully compliant and straightforward.

Here’s how it works:

·You become a self-employed adviser of his firm.
·Mark and his team teach you to be fully compliant on your own, and, if that’s what you want, guiding you every step of the way towards full authorisation, or
·Simply moving you to a hassle-free advisory environment

Fees are competitive,and your clients remain yours,always.

Interested? Contact Mark directly on 01270 303179 or email enquiries@compliancedepartment.co.uk. There is no need to mention Harrison Spence if you’d prefer not to.