by Alan Marks | Jan 12, 2025 | For Clients
Happy New Year Happy New Year! I hope you had a relaxing holiday and are ready for the year ahead in our ever evolving and dynamic profession. We’ve been back a few days, and as per normal the “Thinking time” over the holiday period is resulting in calls from IFAs who...
by Alan Marks | Jan 2, 2025 | For Clients
Thinking Time Season’s greetings to you all!For those who have been receiving my emails for a while (some for over 14 years), you will know I like to call this period between Christmas and New Year my “Thinking Time.” It is a quieter moment for reflection and planning...
by Alan Marks | Dec 17, 2024 | For Clients
FCA’s Power to Impose Redress Schemes-Update I’ve had quite a lot of feedback on our last article, and as mentioned, if any of you want to contact Mark from “The Compliance Department,” I’d be happy to put you in touch. Personally, I still don’t think there is...
by Alan Marks | Nov 28, 2024 | For Clients
New Redress Powers for the FCA I recently received an email from my friend Mark Dennison from The Compliance Department. Some of you may know Mark or use his compliance services and may have already read his article. What drew me to the email was the use of the word...
by Alan Marks | Nov 8, 2024 | For Clients
Well, we were Nearly Right I’ve waited a short while before contacting you, knowing that your inbox has likely been flooded with “What the Budget Means for You” updates. My aim is to ensure this message, which is particularly relevant to business owners,...
